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This transcript contains 246 forms.

Wage and Income Transcript

Request Date: 12-21-2021
Response Date: 12-21-2021
Tracking Number: 999999999999

SSN Provided: 707-00-8679
Tax Period Requested: December, 2011

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN): 00-0241323
SAMPLE PAYER 1
7277 EIGHTH ST
ATLANTA, GA 30305

Participant:

Participant's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number (Optional):999999999
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$134.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00

Schedule K-1 1065

Partnership:

Partnership's Employer Identification Number: 00-9996635
SAMPLE PAYER 2
4446 FIRST AVE
BIRMINGHAM, AL 35064

Partner:

Partner's Identifying Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Partner Share of Capital Beginning:10.83%
Partner Share of Capital Ending:10.83%
Dividends:$0.00
Interest:$721.00
Royalties:$0.00
Ordinary Income K-1:$18,251.00
Real Estate:$0.00
Other Rental:$0.00
Guaranteed Payments:$0.00
Section 179 Expenses:$0.00
Short Term Capital Gain:$0.00
Long Term Capital Gain:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1244645
SAMPLE PAYER 3
3678 VIEW ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:01-25-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$29,560.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1511 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4765397
SAMPLE PAYER 4
8197 LAKE AVE
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,000.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:34 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0562550
SAMPLE PAYER 5
2900 FIRST AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,144.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:25 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3439547
SAMPLE PAYER 6
1544 MAPLE AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:20 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3009961
SAMPLE PAYER 7
2247 THIRD ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,700.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:162 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4089395
SAMPLE PAYER 8
8579 PINE ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,750.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:159 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4750358
SAMPLE PAYER 9
1834 THIRD AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,043.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4230847
SAMPLE PAYER 10
2152 PARK ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,600.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:232 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8051971
SAMPLE PAYER 11
1668 THIRD ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,860.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:140 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7664366
SAMPLE PAYER 12
8060 ELM AVE
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,086.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:200 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4831649
SAMPLE PAYER 13
7638 FOURTH ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:GUGGENHEIM ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6792889
SAMPLE PAYER 14
6742 OAK AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PERKINS MID CAP VALUE T
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7681135
SAMPLE PAYER 15
2950 OAK ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,204.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:85 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0283146
SAMPLE PAYER 16
9574 OAK AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,011.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:206 SHARES PERKINS MID CAP VALUE T
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0950929
SAMPLE PAYER 17
3307 PARK ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:61 SHARES GUGGENHEIM ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4081981
SAMPLE PAYER 18
4820 FIFTH AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2691819
SAMPLE PAYER 19
2920 OAK AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9731204
SAMPLE PAYER 20
8685 SEVENTH AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5574026
SAMPLE PAYER 21
1310 OAK ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7318603
SAMPLE PAYER 22
2205 MAIN ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6092547
SAMPLE PAYER 23
9903 ELM AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5823370
SAMPLE PAYER 24
9877 EIGHTH ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2297258
SAMPLE PAYER 25
3900 LAKE AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5169654
SAMPLE PAYER 26
2320 LAKE ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3722163
SAMPLE PAYER 27
7839 MAIN AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6397660
SAMPLE PAYER 28
3983 PINE AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6516554
SAMPLE PAYER 29
7459 SECOND AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0214440
SAMPLE PAYER 30
1301 CEDAR ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,965.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:265 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8328822
SAMPLE PAYER 31
6815 MAPLE AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,077.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:200 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1012075
SAMPLE PAYER 32
2150 OAK AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,500.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:150 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9905889
SAMPLE PAYER 33
9425 HILL ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,000.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:117 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5421093
SAMPLE PAYER 34
7021 NINTH AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5176138
SAMPLE PAYER 35
8866 HILL ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0687375
SAMPLE PAYER 36
1400 SEVENTH ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4034890
SAMPLE PAYER 37
9360 HILL ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2085613
SAMPLE PAYER 38
5843 OAK ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8078295
SAMPLE PAYER 39
1220 FIRST ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9369379
SAMPLE PAYER 40
2778 SIXTH AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3185040
SAMPLE PAYER 41
8675 OAK AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4862023
SAMPLE PAYER 42
1971 ELM ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0905151
SAMPLE PAYER 43
2925 OAK ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6190895
SAMPLE PAYER 44
9136 MAPLE AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7754118
SAMPLE PAYER 45
8975 MAPLE ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9905724
SAMPLE PAYER 46
9830 EIGHTH AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1062629
SAMPLE PAYER 47
9923 PARK ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3632277
SAMPLE PAYER 48
5923 SECOND ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0942456
SAMPLE PAYER 49
1115 SEVENTH ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$12.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1189141
SAMPLE PAYER 50
5825 SEVENTH AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9994275
SAMPLE PAYER 51
9468 CEDAR AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0282663
SAMPLE PAYER 52
4091 OAK ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1118318
SAMPLE PAYER 53
6020 CEDAR ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0632679
SAMPLE PAYER 54
1273 MAPLE ST
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9724774
SAMPLE PAYER 55
4993 WASHINGTON ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6479929
SAMPLE PAYER 56
9398 PARK AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6698839
SAMPLE PAYER 57
5734 PARK AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9618329
SAMPLE PAYER 58
6068 SIXTH ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$27.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3526051
SAMPLE PAYER 59
1474 SECOND AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5578895
SAMPLE PAYER 60
3100 SEVENTH AVE
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6483883
SAMPLE PAYER 61
2891 WASHINGTON AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0348309
SAMPLE PAYER 62
2325 FOURTH ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1164553
SAMPLE PAYER 63
8263 THIRD AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8539781
SAMPLE PAYER 64
6820 NINTH AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$39.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0299442
SAMPLE PAYER 65
3129 FIFTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$45.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1244353
SAMPLE PAYER 66
4878 NINTH AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$52.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1886413
SAMPLE PAYER 67
5487 PARK ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:6 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4043418
SAMPLE PAYER 68
9868 PINE ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$73.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9441020
SAMPLE PAYER 69
9937 ELM AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$298.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:26 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1489570
SAMPLE PAYER 70
4556 NINTH AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$312.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:29 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8201906
SAMPLE PAYER 71
5170 SIXTH AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$513.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:50 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6522785
SAMPLE PAYER 72
2973 OAK AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$513.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:7 SHARES ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1569242
SAMPLE PAYER 73
6287 WASHINGTON ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$572.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:12 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7033320
SAMPLE PAYER 74
5120 LAKE ST
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$619.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:22 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3979436
SAMPLE PAYER 75
6079 FOURTH AVE
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$827.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:13 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8324112
SAMPLE PAYER 76
8215 FIRST AVE
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$922.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:32 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9192449
SAMPLE PAYER 77
4097 EIGHTH ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$967.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:13 SHARES BERKSHIRE HATHAWAY B NEW
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9192270
SAMPLE PAYER 78
2205 HILL ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$999.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:25 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2776763
SAMPLE PAYER 79
8517 SIXTH ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,066.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:27 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5523593
SAMPLE PAYER 80
4057 LAKE ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,510.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:136 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1451308
SAMPLE PAYER 81
2833 HILL AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,534.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:142 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9309713
SAMPLE PAYER 82
6532 NINTH ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,661.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:55 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7761556
SAMPLE PAYER 83
5580 FOURTH ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,930.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:223 SHARES HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6484583
SAMPLE PAYER 84
7068 SEVENTH ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,021.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5698558
SAMPLE PAYER 85
3785 FIFTH AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,187.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:69 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7419712
SAMPLE PAYER 86
7398 MAPLE ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,494.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:51 SHARES ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3679498
SAMPLE PAYER 87
1864 HILL ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,598.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:75 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8619374
SAMPLE PAYER 88
9269 MAPLE AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,132.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:69 SHARES BERKSHIRE HATHAWAY B NEW
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9678153
SAMPLE PAYER 89
9151 HILL AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,996.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:198 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7102650
SAMPLE PAYER 90
7473 PARK AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7,230.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:544 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2518333
SAMPLE PAYER 91
7369 PINE AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$181.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:11 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7140957
SAMPLE PAYER 92
1357 SEVENTH AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,289.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:78 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0892847
SAMPLE PAYER 93
4315 CEDAR AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,487.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:90 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7415695
SAMPLE PAYER 94
5870 SECOND AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5678475
SAMPLE PAYER 95
6426 PARK AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0919411
SAMPLE PAYER 96
4173 FIRST AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5272967
SAMPLE PAYER 97
9323 NINTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$8,613.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:521 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2098125
SAMPLE PAYER 98
4917 NINTH AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$327.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1027372
SAMPLE PAYER 99
8785 PINE AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,490.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4724719
SAMPLE PAYER 100
2691 LAKE AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,633.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:378 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8833251
SAMPLE PAYER 101
6935 SIXTH AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$957.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:71 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1337372
SAMPLE PAYER 102
9292 FIRST AVE
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,142.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:307 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6803598
SAMPLE PAYER 103
2445 LAKE AVE
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,746.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:500 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9810391
SAMPLE PAYER 104
5623 FOURTH ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$296.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$299.00
Wash Sale Loss Disallowed:$2.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5571474
SAMPLE PAYER 105
3964 MAIN AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,349.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,361.00
Wash Sale Loss Disallowed:$11.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2548639
SAMPLE PAYER 106
3362 SECOND AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$10,487.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:878 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7890098
SAMPLE PAYER 107
7236 ELM ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,194.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,354.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8202109
SAMPLE PAYER 108
5298 FOURTH ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$298.00
Wash Sale Loss Disallowed:$17.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9139606
SAMPLE PAYER 109
1070 HILL ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,168.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:551 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7558983
SAMPLE PAYER 110
4015 ELM ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9,382.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:838 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2558691
SAMPLE PAYER 111
4336 SIXTH AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$121.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$133.00
Wash Sale Loss Disallowed:$0.00
Description:10 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-16-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9293936
SAMPLE PAYER 112
4556 SEVENTH AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$70.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:5 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3792752
SAMPLE PAYER 113
6969 HILL ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$140.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:10 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4080239
SAMPLE PAYER 114
4474 HILL AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$207.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:15 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3410146
SAMPLE PAYER 115
3781 SEVENTH AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$546.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:41 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6535179
SAMPLE PAYER 116
4756 EIGHTH ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9466794
SAMPLE PAYER 117
8860 SEVENTH ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8562318
SAMPLE PAYER 118
3705 VIEW ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5783516
SAMPLE PAYER 119
1919 ELM ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,709.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,843.00
Wash Sale Loss Disallowed:$0.00
Description:131 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:10-29-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7738897
SAMPLE PAYER 120
2661 VIEW ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:12-16-2011
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2575724
SAMPLE PAYER 121
3528 FOURTH AVE
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$58.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:6 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6134344
SAMPLE PAYER 122
8997 VIEW ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$962.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$971.00
Wash Sale Loss Disallowed:$8.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:12-16-2011
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8578270
SAMPLE PAYER 123
9421 LAKE AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,248.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6,300.00
Wash Sale Loss Disallowed:$52.00
Description:648 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:12-16-2011
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8416532
SAMPLE PAYER 124
5883 WASHINGTON AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:01-25-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$29,560.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1511 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6378076
SAMPLE PAYER 125
8626 OAK AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,000.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:34 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0875848
SAMPLE PAYER 126
5888 EIGHTH AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,144.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:25 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5482729
SAMPLE PAYER 127
8394 MAIN AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:20 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1505163
SAMPLE PAYER 128
4341 SECOND AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,700.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:162 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0691920
SAMPLE PAYER 129
2674 EIGHTH AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,750.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:159 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8553788
SAMPLE PAYER 130
2502 FIRST AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,043.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7024322
SAMPLE PAYER 131
4501 SEVENTH ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,600.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:232 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0248034
SAMPLE PAYER 132
9959 MAPLE ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,860.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:140 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7738129
SAMPLE PAYER 133
2029 VIEW ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:03-01-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,086.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:200 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2748186
SAMPLE PAYER 134
3021 WASHINGTON ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:RYDEX ETF TRUST
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9289304
SAMPLE PAYER 135
8865 VIEW AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PERKINS MID CAP VALUE FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5817410
SAMPLE PAYER 136
1162 EIGHTH ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,204.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:85 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3528950
SAMPLE PAYER 137
8298 HILL AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,011.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:206 SHARES PERKINS MID CAP VALUE FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8255594
SAMPLE PAYER 138
4369 FOURTH ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-06-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:61 SHARES RYDEX ETF TRUST
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2752350
SAMPLE PAYER 139
9676 NINTH ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9597292
SAMPLE PAYER 140
6081 NINTH AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9107189
SAMPLE PAYER 141
7973 PARK AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2102361
SAMPLE PAYER 142
3174 FOURTH AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0337103
SAMPLE PAYER 143
6492 SEVENTH ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0550504
SAMPLE PAYER 144
4161 CEDAR AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9316588
SAMPLE PAYER 145
6796 SEVENTH ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0584059
SAMPLE PAYER 146
2343 MAIN ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6590999
SAMPLE PAYER 147
2030 FIFTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2591989
SAMPLE PAYER 148
2605 EIGHTH ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5465842
SAMPLE PAYER 149
1094 FIRST ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8857729
SAMPLE PAYER 150
1299 FIFTH AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,038.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8430533
SAMPLE PAYER 151
2953 PINE AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$2,965.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:265 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0505057
SAMPLE PAYER 152
1545 NINTH ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,077.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:200 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8156094
SAMPLE PAYER 153
9329 NINTH ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,500.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:150 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0282068
SAMPLE PAYER 154
7674 NINTH ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:04-20-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,000.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:117 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6422693
SAMPLE PAYER 155
8872 VIEW AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0604455
SAMPLE PAYER 156
4323 VIEW AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8607950
SAMPLE PAYER 157
3740 SEVENTH ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6017347
SAMPLE PAYER 158
5086 PARK AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2475653
SAMPLE PAYER 159
2955 PARK AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1733537
SAMPLE PAYER 160
2429 FIFTH ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5425491
SAMPLE PAYER 161
7510 FIRST AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6850189
SAMPLE PAYER 162
4785 FIFTH AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3153557
SAMPLE PAYER 163
4678 NINTH AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2388916
SAMPLE PAYER 164
2137 WASHINGTON AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8734121
SAMPLE PAYER 165
8263 OAK ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5928456
SAMPLE PAYER 166
5589 FOURTH AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5245737
SAMPLE PAYER 167
9848 HILL ST
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5709892
SAMPLE PAYER 168
5221 ELM AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1374757
SAMPLE PAYER 169
1746 OAK AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$12.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1150588
SAMPLE PAYER 170
8528 SIXTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2240016
SAMPLE PAYER 171
6594 PINE AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0321782
SAMPLE PAYER 172
1350 WASHINGTON ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9343283
SAMPLE PAYER 173
8797 LAKE ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5547084
SAMPLE PAYER 174
9642 WASHINGTON ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0842593
SAMPLE PAYER 175
3639 FOURTH AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4587861
SAMPLE PAYER 176
6334 FIFTH AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9439642
SAMPLE PAYER 177
2111 FOURTH AVE
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8173946
SAMPLE PAYER 178
5919 PINE ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$27.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7039229
SAMPLE PAYER 179
9718 PINE AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5892994
SAMPLE PAYER 180
6543 NINTH ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8553226
SAMPLE PAYER 181
4655 THIRD AVE
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0074412
SAMPLE PAYER 182
6949 EIGHTH ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7786467
SAMPLE PAYER 183
9825 PINE AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4585314
SAMPLE PAYER 184
6121 NINTH ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$39.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5476589
SAMPLE PAYER 185
7507 SEVENTH ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$45.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5296106
SAMPLE PAYER 186
7170 VIEW ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$52.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0658067
SAMPLE PAYER 187
6686 HILL ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:6 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1054273
SAMPLE PAYER 188
1142 CEDAR AVE
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$73.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:1 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0689114
SAMPLE PAYER 189
5346 EIGHTH ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$298.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:26 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5979332
SAMPLE PAYER 190
9985 FIRST ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$312.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:29 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4992604
SAMPLE PAYER 191
9321 PINE AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$513.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:50 SHARES PIMCO UNCONSTRAINED BD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9372474
SAMPLE PAYER 192
5499 EIGHTH AVE
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$513.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:7 SHARES ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4212064
SAMPLE PAYER 193
7476 ELM ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$572.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:12 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5170824
SAMPLE PAYER 194
7976 ELM AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$619.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:22 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6796346
SAMPLE PAYER 195
7158 ELM AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$827.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:13 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0526791
SAMPLE PAYER 196
8264 SEVENTH AVE
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$922.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:32 SHARES OPPENHEIMER INTL GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3166401
SAMPLE PAYER 197
8668 CEDAR ST
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$967.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:13 SHARES BERKSHIRE HATHAWAY B NEW
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7562689
SAMPLE PAYER 198
2152 MAIN AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$999.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:25 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8228802
SAMPLE PAYER 199
4265 FOURTH ST
ATLANTA, GA 30305

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,066.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:27 SHARES COLUMBIA ACORN INTL FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5751383
SAMPLE PAYER 200
2787 WASHINGTON AVE
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,510.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:136 SHARES PIMCO EMRG MKTS BD D
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6953732
SAMPLE PAYER 201
4033 CEDAR AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,534.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:142 SHARES PIMCO EMRG LOCAL BD FD
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9033229
SAMPLE PAYER 202
2264 MAIN AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,661.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:55 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1247562
SAMPLE PAYER 203
3258 SIXTH AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,930.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:223 SHARES HARTFORD FLOATING RATE A
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3989987
SAMPLE PAYER 204
8852 WASHINGTON AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,021.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3151181
SAMPLE PAYER 205
2451 OAK ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,187.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:69 SHARES VANGUARD MSCI EMERGING
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5199468
SAMPLE PAYER 206
1792 LAKE ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$3,494.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:51 SHARES ISHARES S&P GLOBAL MATLS
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2845733
SAMPLE PAYER 207
9486 FOURTH ST
KANSAS CITY, MO 64112

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,598.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:75 SHARES VANGUARD GROWTH
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5147212
SAMPLE PAYER 208
7124 HILL AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,132.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:69 SHARES BERKSHIRE HATHAWAY B NEW
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9748456
SAMPLE PAYER 209
6560 THIRD AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,996.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:198 SHARES SCHW US LCAP ETF
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8820485
SAMPLE PAYER 210
6143 SECOND AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:06-16-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$7,230.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:544 SHARES ROYCE TOTAL RETURN FUND
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1471930
SAMPLE PAYER 211
2444 OAK AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$181.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:11 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1331538
SAMPLE PAYER 212
4782 EIGHTH AVE
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,289.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:78 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0149786
SAMPLE PAYER 213
5805 THIRD ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,487.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:90 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3409113
SAMPLE PAYER 214
7464 HILL AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0253583
SAMPLE PAYER 215
7109 PARK ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6652718
SAMPLE PAYER 216
8412 HILL AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,653.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3169188
SAMPLE PAYER 217
6489 OAK ST
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:07-22-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$8,613.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:521 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7717997
SAMPLE PAYER 218
5265 LAKE AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$327.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0618171
SAMPLE PAYER 219
6190 THIRD ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,490.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-1889543
SAMPLE PAYER 220
3438 OAK AVE
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-15-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$5,633.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:378 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4869679
SAMPLE PAYER 221
8821 SIXTH ST
DALLAS, TX 75243

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$957.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:71 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2309352
SAMPLE PAYER 222
3766 OAK ST
NEW YORK, NY 10005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$4,142.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:307 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4365856
SAMPLE PAYER 223
3311 SEVENTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,746.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:500 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9445472
SAMPLE PAYER 224
9997 SEVENTH ST
PHOENIX, AZ 85005

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$296.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$301.00
Wash Sale Loss Disallowed:$4.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3896352
SAMPLE PAYER 225
6616 HILL AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:08-31-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,349.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,369.00
Wash Sale Loss Disallowed:$19.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-9473287
SAMPLE PAYER 226
5720 FIRST ST
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$10,487.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:878 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3188186
SAMPLE PAYER 227
9740 THIRD AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,194.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,366.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4147975
SAMPLE PAYER 228
9288 ELM AVE
DETROIT, MI 48216

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:09-28-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$300.00
Wash Sale Loss Disallowed:$18.00
Description:22 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-11-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3241079
SAMPLE PAYER 229
3215 PINE AVE
NEW ORLEANS, LA 70032

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,168.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:551 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4030005
SAMPLE PAYER 230
9142 OAK ST
CHICAGO, IL 60603

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$9,382.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:838 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-8915786
SAMPLE PAYER 231
5930 VIEW ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-18-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$121.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$134.00
Wash Sale Loss Disallowed:$0.00
Description:10 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:07-16-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Long-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-3572858
SAMPLE PAYER 232
4746 SEVENTH ST
KNOXVILLE, TN 37918

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$70.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:5 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-7594765
SAMPLE PAYER 233
1336 FIRST AVE
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$140.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:10 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2321088
SAMPLE PAYER 234
8918 MAPLE ST
LOS ANGELES, CA 90013

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$207.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:15 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0571716
SAMPLE PAYER 235
9956 WASHINGTON AVE
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$546.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:41 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2211990
SAMPLE PAYER 236
1842 HILL ST
BIRMINGHAM, AL 35064

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6681107
SAMPLE PAYER 237
7986 FOURTH ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-4352305
SAMPLE PAYER 238
1863 EIGHTH ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-5946982
SAMPLE PAYER 239
8980 PARK ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:10-27-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$1,709.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,859.00
Wash Sale Loss Disallowed:$0.00
Description:131 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:10-29-2010
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-0900424
SAMPLE PAYER 240
8677 SIXTH AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$58.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Description:6 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:00-00-0000
Noncovered Security Indicator:Box checked
Type of Gain or Loss Code:
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-2828745
SAMPLE PAYER 241
2257 SEVENTH AVE
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$962.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$971.00
Wash Sale Loss Disallowed:$8.00
Description:100 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:12-16-2011
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN): 00-6398805
SAMPLE PAYER 242
1901 MAIN AVE
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number:999999999
Date of Sale or Exchange:12-21-2011
CUSIP Number:88888888888
Gross Proceeds:Gross proceeds minus commissions and option premiums
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Stocks and Bonds:$6,248.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6,300.00
Wash Sale Loss Disallowed:$52.00
Description:648 SHARES EXCO RESOURCES INC
Second Notice Indicator:
Acquisition Date:12-16-2011
Noncovered Security Indicator:
Type of Gain or Loss Code:Short-term
Recipient Indicator:

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN): 00-1193006
SAMPLE PAYER 243
5581 WASHINGTON ST
AKRON, OH 44223

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number (Optional):999999999
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$540.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$276.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$79.00
Second Notice Indicator:No Second Notice

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN): 00-2759175
SAMPLE PAYER 244
4244 EIGHTH ST
JACKSONVILLE, FL 32034

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number (Optional):999999999
Interest:$13.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:

Form 1099-MISC

Payer:

Payer's Federal Identification Number (FIN): 00-6717722
SAMPLE PAYER 245
4909 MAPLE ST
TAMPA, FL 33607

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Original document
Account Number (Optional):
Tax Withheld:$0.00
Non-Employee Compensation:$47,180.00
Medical Payments:$0.00
Fishing Income:$0.00
Rents:$0.00
Royalties:$0.00
Other Income:$0.00
Substitute Payments for Dividends:$0.00
Excess Golden Parachute:$0.00
Crop Insurance:$0.00
Attorney Fees:$0.00
Section 409A Deferrals:$0.00
Section 409A Income:$0.00
Direct Sales Indicator:Not Direct Sales
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

Form 1099-MISC

Payer:

Payer's Federal Identification Number (FIN): 00-5336508
SAMPLE PAYER 246
2381 VIEW ST
BOSTON, MA 02123

Recipient:

Recipient's Identification Number: 707-00-8679
BRIAN TAYLOR
8721 Flint Falls Dr
DALLAS, TX 75243

Submission Type:Amended document
Account Number (Optional):
Tax Withheld:$0.00
Non-Employee Compensation:$47,180.00
Medical Payments:$0.00
Fishing Income:$0.00
Rents:$0.00
Royalties:$0.00
Other Income:$0.00
Substitute Payments for Dividends:$0.00
Excess Golden Parachute:$0.00
Crop Insurance:$0.00
Attorney Fees:$0.00
Section 409A Deferrals:$0.00
Section 409A Income:$0.00
Direct Sales Indicator:Not Direct Sales
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

This Product Contains Sensitive Taxpayer Data